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Volume 42, Number 3 »
Corporate Gatekeeper Liability in Canada
Volume 42 | Number 3 Summer 2007
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Corporate Gatekeeper Liability in Canada
by Stephanie Ben-Ishai
Summary
- Introduction
- Corporate Gatekeeper Liability Theory
- The Canadian System
- Common Law
- Statutory Liability
- Corporate Statutes
- Securities Statutes
- Secondary Market Liability
- Other Regulatory Regimes
- Provincial Securities Commissions
- Market Regulation Services Inc.
- Professional Regulatory Bodies
- Provincial Law Societies
- Investment Dealers Association of Canada
- Provincial Institutes of Chartered Accountants
- International Organization of Securities Commission
- Criminal and Quasi-Criminal Liability
Locating the Canadian System in an International Context
- Directors
- Lawyers
- Auditors
- Credit Rating Agencies
- Financial Analysts
- Retail Investment Advisors
- Underwriters
Conclusion
Footnotes
For complete footnote citations, download the PDF.
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